Services Services Rates & Forms Market Conduct Training Complaints Regulatory Compliance and Operational Risk Assessments CompliCom can provide experience in matters involving regulatory compliance programs and operational risk. We have professionals who have served as insurance regulators and have worked in the industry. We understand the concerns of state regulators, the needs of companies, and how to develop effective compliance policies and procedures. Regulatory Pre-examination Services Our regulatory team has performed many examinations for state regulators and are familiar with their examination processes and general concerns. We can use that experience to help insurers identify and address concerns prior to commencement of state regulatory examinations. Additionally, CompliCom can perform baseline compliance audits and establish remediation plans where necessary. Regulatory Due Diligence Services CompliCom can assist with the due diligence process in regard to regulatory matters as a part of acquisitions, mergers, shared services arrangements and affiliations. Rate/Form Filing and Product Development Services We have experienced professionals who can provide ongoing maintenance and compliance services as well as drafting policy language for both new products and product changes. CompliCom can also work with carriers and agencies to help them with rate and form filings. More on Rates & Forms. Market Conduct Training CompliCom can provide market conduct training for your internal auditors, the compliance staff, or operating division personnel. Other Services CompliCom can provide other compliance-related services, such as Litigation Support and Due Diligence for Banks in Insurance.