Regulatory Risk Management Services

   The insurance regulatory environment is an increasingly complex one, with the federal and state governments taking a more active role in the regulation of the insurance industry every day.

   CompliCom’s professionals have a long history in the insurance industry. We understand regulatory and compliance risk management from the company perspective. We also understand what state insurance regulators look for when they target companies for market conduct examinations and how they conduct market conduct examinations. We also have extensive experience after the examination has been completed negotiating findings, monetary penalties, and other sanctions.

   Our specialists all come from key segments of the insurance industry – carriers, agencies, brokerages, and regulators. Each of these professionals brings a unique background of hands-on insurance experience to our clients – enterprise risk management, underwriting, claims, accounting, auditing, reinsurance, regulation, compliance, systems, etc. Our expertise covers life & health and property & casualty companies.

   Our combination of regulatory and industry background gives us a unique perspective on any engagement.